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Compliance Analyst - 12 month FTC - Asset Management

City of London Temporary £35,000 - £40,000 per year View Job Description
As a Compliance Analyst, you will play a key role in supporting the Risk & Compliance department within the financial services sector. This 12-month fixed-term contract in London offers an exciting opportunity to ensure adherence to regulatory requirements and contribute to a robust compliance framework.
  • Compliance Analyst role within an Asset Management firm
  • 12-month FTC - Compliance Analyst "Generalist" role - £35k to £40k

About Our Client

Asset Management firm.

Job Description

  • Assisting with the management of the Compliance inbox, to ensure queries are directed to the relevant individuals and within agreed time frames
  • Assisting with conflict of interest sign offs (e.g. Gifts and Hospitality, PA Dealing, Outside Business Interests) in accordance with department operating procedures and as assigned by the line manager
  • Assisting with coordination and completion of the regulatory returns and regulatory applications in accordance with department operating procedures and as assigned by the line manager
  • Assisting with the regulatory change log and review of FCA (and other material) in accordance with department operating procedures and as assigned by the line manager
  • Maintaining insider log records
  • Contribution to Takeover Panel reporting
  • Assist with business queries on compliance-related matters
  • Contribution to ad-hoc tasks and projects as required
  • Working with the wider Legal, Risk and Compliance teams as required

The Successful Applicant

A successful Compliance Analyst should have:

  • Support with conflict of interest sign off's in regards to the following policies: Personal Account Dealings / Gifts & Entertainment / Outside Business Interests.
  • Evidence of being able to collate committee MI and packs.
  • Regulatory reporting experience.
  • Financial Services, specifically Asset Management, experience would be ideal.

What's on Offer

  • Competitive salary ranging from £35,000 to £40,000.
  • Hybrid working model - 2 days in the office in London.
  • Discretionary bonus scheme.
  • Opportunities for professional development, including support for qualifications.



If you are looking for a challenging and rewarding opportunity as a Compliance Analyst within the financial services industry, we encourage you to apply today!

Contact
Rob Cope
Quote job ref
JN-112025-6893721
Phone number
+44 207 776 5935

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
City of London
Contract type
Temporary
Consultant name
Rob Cope
Consultant phone
+44 207 776 5935
Job reference
JN-112025-6893721