Compliance jobs

Our client is looking for a Compliance Manager

We're seeking a diligent Compliance Associate with a keen eye for detail and a deep understanding of risk and compliance processes in the financial services industry. The ideal candidate will be capable of identifying and resolving compliance issues, ensuring our business adheres to all relevant legal and internal policies.

The Compliance Manager will play a critical role in ensuring the construction projects in our repairs department adhere to legal standards and internal policies. The successful candidate will be directly responsible for the implementation of effective legal compliance programs.

An exciting opportunity has arisen for a diligent Compliance Officer, ideally from an asset management background, to manage and enhance the risk and compliance processes within a reputable organisation. This role is perfect for a proactive individual who can effectively collaborate with internal stakeholders.

A highly successful accountancy practice based in Yeovil undergoing growth and expansion is searching for a qualified accountant who is interested in moving into an internal compliance focused role developing and implementing compliance policies joining as a Compliance Manager where you will carve a key role within this growing firm.

A highly successful accountancy practice based in Wells undergoing growth and expansion is searching for a qualified accountant who is interested in moving into an internal compliance focused role developing and implementing compliance policies joining as a Compliance Manager where you will carve a key role within this growing firm.

• Compliance Analyst
• Top tier city firm

An exciting new opportunity has arisen for a meticulous and reliable Compliance Officer in the Financial Services sector, based in its office located either in Weybridge or London, with regular travel to the other site. The successful candidate will play a crucial role in ensuring that the company's operations and business transactions follow all relevant legal and internal rules.

The role is primarily responsible for overseeing compliance across the company, and ensuring compliance with all applicable laws, rules, regulatory requirements and related policies, and procedures. The role is responsible for establishing standards and implementing procedures to ensure that compliance programs throughout the company are effective .

I am currently supporting an international bank who are looking to hire a Compliance Officer to join their team on a temporary basis. This role will be based in the City of London.

A highly successful accountancy practice based in Exeter undergoing growth and expansion is searching for a qualified accountant who is interested in moving into an internal compliance focused role developing and implementing compliance policies joining as a Compliance Manager where you will carve a key role within this growing firm.

Our client a leading Global Asset Management firm are recruiting for a Compliance Officer - Portfolio Compliance - Asset Management to help support the shareholding disclosures team.

The Compliance Surveillance Analyst will help with teh development of a surveillance framework that meets the firm's regulatory obligations to monitor trading activities against market abuse.

A Deputy Compliance Manager is needed to bolster our well-established risk and compliance department in the financial services sector. The position calls for a detail-oriented professional with a solid grounding in compliance regulations and risk management. This role will be based in the City of London.

The Deputy Compliance Manager will play a key role within a thriving financial services team, steering the strategic direction of risk and compliance matters.

This position calls for a dedicated and meticulous Premises Compliance Coordinator to ensure our buildings meet all legal health and safety standards. The ideal candidate will have a strong background in construction and compliance within the Not For Profit sector.

Our client a leading International Bank are recruiting for a Deputy Head of Compliance to join their growing Compliance team.

We are seeking a Compliance Oversight Analyst with a keen understanding of the financial services industry and a knack specifically for performing IT audits. The successful candidate will play a vital role in ensuring the company's adherence to regulatory requirements.

Our client a leading global commodities firm are recruiting for a Compliance Manager to join their compliance team and will be based in the City of London.

Covering a variety of areas to ensure that the organisation conducts business in a compliant manner in accordance with FCA, SEC, AMF and FINMA rules, company policies and procedures. This will include reviewing policies and ensuring compliance with; Anti Money Laundering risks, Anti-bribery and Corruption risks, Market Abuse risks, mis-selling and Financial Promotions rules and Conduct of Business rules applicable to the business.

Our client a growing Investment Management firm are recruiting for a Compliance Executive to join their growing Compliance team.

An exciting opportunity has arisen for a Regulatory Affairs Compliance Specialist, who will be responsible for ensuring compliance with regulatory requirements and standards.

To establish, maintain and continuously improve the compliance frameworks. To ensure adherence to all relevant in-house, legal, regulatory and ethical standards. To mitigate risk related to anti-trust, anti-bribery, corruption, procurement, related parties, and corporate governance. To be a trusted business partner to the Executive team providing strategic guidance while fostering a culture of integrity throughout the group and its subsidiaries.

This not for profit service provider requires a diligent and detail-oriented Consumer Duty Compliance Manager who can ensure our non-profit organisation's legal compliance with consumer protection regulations. The successful candidate will be responsible for implementing compliance policies, training team members, and acting as the primary point of contact for all consumer duty compliance matters.

Do you have senior-level experience in compliance and assurance within a regulated sector? (Ideally social housing) This role involves working closely with the Senior Leadership Team (SLT) to manage compliance, governance, and project oversight, aiming to streamline decision-making and uphold accountability within the business - reporting to the operations director.

Compliance and Building Safety Manager

Company: Uttlesford District Council
Location: Uttlesford, Essex
Salary: Up to £60,00- £64,000

An exciting opportunity for a proficient Financial Crime Compliance VP to shape and implement the financial crime strategy within a financial services environment. The successful candidate will demonstrate a keen understanding of risk and compliance, with a focus on anti-money laundering, sanctions, anti-bribery and corruption.

An exciting opportunity has arisen for a Senior Risk, Audit & Compliance Manager in a large group PLC. This role will require working across a number of newly established service lines within the business, creating an exciting and varied role. This role also offers the opportunity to manage and lead a team.

The purpose of the Tax Compliance Officer is to be responsible for the efficient and timely filling of UK tax compliance filings, usually corporate tax / partnership returns, withholding tax returns, and VAT returns of alternative investment structures and the management of the audit process in relation to tax.