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Compliance Assistant - Investment Manager

City of London Permanent £40,000 - £55,000 per year View Job Description
The Compliance Assistant will play a vital role in acting as an ambassador for and supporting the broader Compliance Department. This position sits at a group level and requires strong attention to detail and the ability to ensure adherence to changing regulatory standards.
  • Permanent Compliance Assistant role
  • Award-winning investment manager in Central London

About Our Client

This opportunity is with an award-winning, medium-sized investment manager based in Central London. The company is focused on delivering long-term and sustainable investment services across several internal divisions.

Job Description

  • Compliance Advocacy & Coordination: Act as a key representative of the Compliance Department, promoting its value and coordinating team activities, including policy updates.
  • Monitoring & Reporting: Support the Compliance Monitoring Programme and maintain key logs/registers (e.g. breaches, complaints, FCA interactions).
  • System & Data Management: Assist with maintaining the Central Compliance System (MCO), regulatory submissions, and dashboards (monthly monitoring and Consumer Duty).
  • Financial Crime Oversight: Investigate onboarding results, monitor screening alerts (PEPs, sanctions), and support ongoing CDD for existing relationships.
  • Training & MI: Manage eLearning modules, analyse training data, and contribute to MI reporting and staff compliance engagement.

The Successful Applicant

The successful candidate should have:

  • Education: Degree educated with a strong interest in investment management and a desire to grow as a generalist compliance professional.
  • Compliance & Financial Crime Experience: 2-4 years experience in FCA-regulated environments with hands-on experience in compliance frameworks, monitoring, and regulatory processes.
  • Technical & Analytical Skills: Proficient in handling large data sets with preferred skills in Excel and PowerBI; familiar with verification systems and compliance platforms.
  • Core Competencies: Detail-oriented, well-organised, with strong time management and communication skills; proactive and accountable in approach.

What's on Offer

  • Competitive salary ranging from £45,000 to £55,000.
  • Comprehensive pension scheme + bonus + qualification support (ICA & CISI)
  • Opportunity to be part of a professional and growing organisation in London.
  • A permanent position with room for professional growth.



If you are ready to make an impact in the financial services industry and contribute to a respected organisation in London, we encourage you to apply today.

Contact
Bailey Michel
Quote job ref
JN-112025-6876104
Phone number
+442072692158

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
City of London
Contract type
Permanent
Consultant name
Bailey Michel
Consultant phone
+442072692158
Job reference
JN-112025-6876104