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Compliance Associate

City of London Permanent £40,000 - £50,000 per year View Job Description
The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams.
  • Hands on role.
  • Key stakeholder engagement.

About Our Client

The company operates within the financial services sector and is a well-established organisation based in London. It offers professional services in an environment that values precision and compliance.

Job Description

  • Develop and maintain compliance policies and procedures in line with regulatory standards.
  • Monitor and assess internal processes for adherence to compliance frameworks.
  • Provide support and advice to teams on regulatory obligations and best practices.
  • Prepare compliance reports and documentation for internal and external stakeholders.
  • Conduct regular reviews and audits to identify potential compliance risks.
  • Liaise with regulators and ensure timely submission of required filings.
  • Assist in training employees on compliance-related matters.
  • Stay informed about changes in financial services regulations and update policies accordingly.

The Successful Applicant

A successful Compliance Associate should have:

  • Relevant qualifications in risk, compliance, or a related field.
  • Experience in the financial services industry, particularly in compliance or risk roles.
  • Strong knowledge of regulatory requirements and frameworks.
  • Excellent analytical skills and attention to detail.
  • Ability to communicate effectively with internal and external stakeholders.
  • Proficiency in compliance tools and software.

What's on Offer

  • Competitive base salary of £50,000 per annum.
  • Additional bonus opportunities.
  • City of London office.
  • Chance to work in a professional financial services environment.
  • Opportunities for career development and growth.



If you are a compliance professional looking for your next opportunity in London, apply now to join a respected organisation in the financial services industry.

Contact
Lucy O'Donnell
Quote job ref
JN-102025-6861774
Phone number
+442076451454

Job summary

Job function
Banking & Financial Services
Subsector
Compliance & Legal
Sector
Financial Services
Location
City of London
Contract type
Permanent
Consultant name
Lucy O'Donnell
Consultant phone
+442076451454
Job reference
JN-102025-6861774