Save Job Back to Search Job Description Summary Similar JobsGrowing Alternative Investment Management firmCompliance Officer with great opportunity for growth and developmentAbout Our ClientOur client are a global Alternative Investment Management firm with approximately 30 billion assets under management.Job DescriptionThe Compliance Officer will be responsible for:Participating in projects to expand, improve, and refine the global compliance program, with particular focus on UK regulations.Conducting monitoring and testing of the firm's businesses in the UK,Performing electronic communication surveillance and follow-up with relevantstakeholders to address issues.Assisting with the Firm's global privacy efforts, including those related to GDPR.Having day-to-day ownership of compliance with SMCR.Serve as a compliance resource for employees based in the UK, aswell as Ireland and other European officesThe Successful ApplicantThe Compliance Officer who will be based in London should have:Compliance-related experience with an FCA Registered investment management firm.Four -year university degree; lawyer a plus.Experience in wealth management, banking, private equity, hedge fundsand/or other related asset management business(es)Familiarity with GDPR and wider UK statutory risk principles is desirable.Previous e-communications surveillance experience a plus.Strong analytical skills with attention to detail.Excellent verbal and written communication skills and the ability to communicate effectively with people in a variety of relationships and situationsWhat's on OfferCompetitive salaryExcellent benefits packageHybrid working - 3 days per weekContactKaren O'NeillQuote job refJN-122025-6900591Phone number+44 207 645 1432Job summaryJob functionBanking & Financial ServicesSubsectorCompliance & LegalSectorFinancial ServicesLocationCity of LondonContract typeTemporaryConsultant nameKaren O'NeillConsultant phone+44 207 645 1432Job referenceJN-122025-6900591
