Group Compliance Manager - Lloyds of London Broker

City of London Permanent View Job Description
We are seeking a Group Compliance Manager - Lloyds of London Broker to oversee and manage Compliance for the Group to ensure the business meets its regulatory obligations
  • Opportunity to lead on Compliance responsibilities across the Group
  • Helping senior management foster the Compliance culture

About Our Client

Our client are a Lloyds of London broker with offices in the city of London and Surrey

Job Description

The Group Compliance Manager - Lloyds of London Broker will be responsible for:

  • Advising on Compliance matters including changes to regulations
  • First line Compliance support
  • Support the external Compliance consultancy where required
  • Development of Annual Compliance Plan
  • Annual SMCR declarations
  • Notification to regulators such as FCA and ICO as required
  • Management of Insurer and MGA TOBAs
  • Overseeing new Insurer/MGA process



The Successful Applicant

The Group Compliance Manager - Lloyds of London Broker should have:

* Financial services compliance experience in the insurance industry

* Strong working knowledge of FCA regulations, including SYSC, ICO guidelines SMCR and Treating Customers Fairly (TCF) principles

* Proven experience in managing compliance activity, including monitoring and reporting processes

* Experienced in SMCR, complaints handling, and liaising with regulatory bodies e.g. FCA, ICO

* Demonstrated ability to develop, implement and monitor compliance policies, procedures, and controls

* Experience in leading on compliance activity and providing guidance to business teams

* Demonstrable experience of strong analytical and problem-solving skills

What's on Offer

  • Competitive salary depending on experience.
  • Pension scheme and health benefits.
  • Permanent role with long-term career growth potential.
  • Supportive and professional working environment.



Contact
Karen O'Neill
Quote job ref
JN-112025-6887513
Phone number
+44 207 645 1432

Job summary

Job function
Insurance
Subsector
Compliance
Sector
Insurance
Location
City of London
Contract type
Permanent
Consultant name
Karen O'Neill
Consultant phone
+44 207 645 1432
Job reference
JN-112025-6887513