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Interim Compliance Lead - FTC - Wealth Management

South East London Temporary £45,000 - £47,500 per year View Job Description
The Interim Compliance Lead will oversee compliance activities within the Risk & Compliance department, ensuring adherence to regulatory requirements in the financial services industry. This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management.
  • Compliance & Risk Lead - Fixed Term Contract.
  • Interim compliance role within a UK based Wealth Management firm.

About Our Client

The client is a well-established UK Wealth Management firm, focused on retail savings and investments products.

Job Description

  • Good understanding of UK financial services regulation, with a focus on Financial Planning and Wealth Management regulations.
  • Experience with financial planning and / or investment advice to retail customers would be beneficial.
  • A strong understanding of regulatory and conduct risk management practices in financial services, and what it means to deliver good customer outcomes.
  • Commercially sensitive and pragmatic, with the ability to take a risk-based approach on decisions that impact the business.
  • Confident in voicing an opinion
  • Excellent interpersonal, influencing and communication skills, including the ability to explain requirements in straightforward/ practical terms.
  • Solution and delivery focused, with high energy and drive, and ability to deliver through others.
  • Must be able to build strong relationships with key stakeholders.



The Successful Applicant

A successful Interim Compliance Lead - FTC should have:

  • Proven experience in compliance management, preferably within the financial services industry.
  • A strong understanding of regulatory frameworks and standards.
  • Excellent analytical and problem-solving skills.
  • Experience in developing and implementing compliance policies and procedures.
  • Strong interpersonal and communication skills to liaise effectively with stakeholders.
  • Ability to manage multiple tasks and prioritise effectively in a fast-paced environment.
  • Relevant professional qualifications in compliance or risk management are desirable.

What's on Offer

  • Competitive salary ranging from £45,000 to £47,500 per annum.
  • Opportunity to work within a reputable financial services organisation.
  • Supportive and professional working environment.
  • Chance to contribute to critical compliance initiatives.
  • Potential for career development within the compliance and risk management field.
Contact
Rob Cope
Quote job ref
JN-112025-6884490
Phone number
+44 207 776 5935

Job summary

Job function
Banking & Financial Services
Subsector
Compliance & Legal
Sector
Financial Services
Location
South East London
Contract type
Temporary
Consultant name
Rob Cope
Consultant phone
+44 207 776 5935
Job reference
JN-112025-6884490