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Senior Compliance Associate

Norwich Permanent View Job Description
This is an excellent opportunity for a Senior Compliance Associate to play a vital role within the Risk & Compliance department of a financial services organization. The position is based in either Norwich or remote contract and requires strong analytical skills and a solid understanding of compliance frameworks
  • Growing Compliance team
  • A generalist role with exciting opportunities for growth and development

About Our Client

My client are a well established Global firm who are growing their UK presence.

Job Description

  • Ensure compliance with regulatory frameworks and internal policies within the financial services sector.
  • Monitor and report on risk-related issues in collaboration with the Risk & Compliance team.
  • Develop and implement compliance policies and procedures to align with industry standards.
  • Conduct regular audits to identify potential areas for improvement in processes and controls.
  • Provide guidance and training on compliance matters to internal teams.
  • Prepare and submit regulatory filings and reports as required by governing bodies.
  • Support senior management with risk assessment and mitigation strategies.
  • Keep up to date with changes in financial regulations and ensure timely adjustments to policies.

The Successful Applicant

A successful Senior Compliance Associate should have:

  • A background in compliance, preferably within the financial services industry.
  • Proficiency in understanding and applying regulatory requirements.
  • Experience in conducting audits and preparing compliance reports.
  • Excellent analytical and problem-solving skills.
  • The ability to communicate complex regulatory concepts clearly to diverse audiences.
  • A proactive approach to identifying and mitigating risks.
  • Relevant professional qualifications in compliance or risk management.

What's on Offer

  • A competitive salary based on experience
  • Remote working
  • Comprehensive pension and health benefits to support your well-being.
  • Opportunities to work in a professional, structured, and well-regarded organization in London.
  • Exposure to a variety of compliance challenges within the financial services industry.
  • Potential for career development and growth in the Risk & Compliance department.
Contact
Karen O'Neill
Quote job ref
JN-052025-6737199
Phone number
+44 207 645 1432

Job summary

Job function
Compliance
Subsector
Compliance Generalist
Sector
Financial Services
Location
Norwich
Contract type
Permanent
Consultant name
Karen O'Neill
Consultant phone
+44 207 645 1432
Job reference
JN-052025-6737199